management

management

1. Define the U.S. Securities and Exchange’s mission/purpose.

2. Give a detailed description of the SEC’s :

A. History

B. Responsibilities

C. Activities

D. Organizational Structure and Operation

3. Considering the state of the economy, has the SEC accomplished it’s mission? Yes/No? Elaborate!

Solution Preview

Management
Part 1
The United States Securities and Exchange Commission has several missions or purposes that it was established to serve. One of the missions is to protect investors. Investors are highly vulnerable to unscrupulous individuals and financial organizations within the securities exchange. It protects investors through ensuring there is fair, efficient, and orderly markets (Shilling, 2019).

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